Office of Human Research Protection

Human Research Protection Program Policy Manual, March 2012

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Policy I1A Human Research Protection Program Oversight Responsibilities

Procedure
I1A PR1 Determining When Projects Require Oversight or IRB Approval
Guidance
I1A GD1 Activities that May or May Not Require Research or IRB Oversight
I1A GD2 Overview: Humanities Projects and Human Research Protection Requirements

Policy I1B Institutional Support and Management of the Human Research Protection Program

Policy I1C Authority and Independence of the Institutional Review Boards

Policy I1D Ethical Standards and Regulations and Responsibilities for Application

Guidance
I1D1 GD1 Additional Federal Regulations and Guidance Applicable to Human Subjects Research
I1D GD2 Applicable Nevada State Laws
I1D GD3 Investigator Responsibilities
I1D GD4 Department of Defense Research: Additional Regulatory Requirements
I1D GD5 Department of Education Research: Additional Regulatory Requirements
l1D GD6 Environmental Protection Agency: Additional Regulatory Requirements
Reviewer Checklists
I1D CH4 Review of Research Involving the Department of Defense
I1D CH5 Review of Research Involving the Department of Education
l1D CH6 Review of Research Involving the Environmental Protection Agency

Policy I1E Human Research Protection Training and Education

Procedure
I1E PR1 Human Research Protection Basic Training Requirements

Policy I1F Assessment of the Scientific or Scholarly Validity of Proposed Research

Guidance
I1F GD1 Scientific and Ethical IRB Review

Policy I2 Institutional Support and Resources for the Human Research Protection Program

Policy I3 Conducting Human Subjects Research Outside the United States and US Territories

Guidance
I3 GD1 Additional Requirements for International Research

Policy I4 Reporting Venues and Outreach, and Community Involvement in Research

Policy I5D Noncompliance

Procedures
I5D PR1 Reporting Noncompliance to the IRB
I5D PR2 IRB Review and Investigation of Reports of Noncompliance

Policy I6 Disclosures and Management of Personal and Institutional Interests in Human Subjects Research

Procedures
I6 PR1 Procedures for Disclosing Financial and Non‐financial Interests Related to Research: IRB Members, Staff and Consultants
I6 PR2 Disclosing Financial and Non-Financial Interests Related to Specific Human Research Projects: Research Team Members and Departmental Chairs
I6 PR3 IRB Review of Financial and Non-Financial Interests Related to Human Research Projects
Guidance
I6 GD1 Factors for Assessing Financial and Non-financial Interests and Relationships Among IRB Members

Policy I7 Investigational Drugs and Devices: Research, Treatment and Emergency Use

Procedures
I7 PR1 Emergency Use of an Investigational Drug or Device
I7 PR2 Compassionate Use of an Investigational or Unapproved Device
Reviewer Checklist
I7 CH1 Review of Research Involving Investigational Drugs or Devices

Policy I7-HUD Use of Humanitarian Use Devices in Humans

Policy II1 Recruitment, Appointment, Terms and Evaluation of IRB Members and Chairs

Procedures
II1 PR1 Reviewer Expertise for Evaluating Scientific Validity and Scholarly Merit
II1 PR2 Updating IRB Rosters
Guidance
II1 GD1 Review of IRB Protocols by Consultants

Policy II2 IRB Review of Research Protocols

Procedures
II2 PR1 Convened IRB Review and Record Keeping
II2 PR2 Expedited Review Procedures and Record Keeping
II2 PR3 Exemption Determinations
II2 PR4 Sponsored Research with Indefinite Plans for the Involvement of Human Subjects
II2 PR5 Study Completion
Guidance
II2 GD1 Overview: IRB Reviewer Checklists
II2 GD2 Criteria for Review by Expedited Procedures
Reviewer Checklists
II2 CH1 Review of Exempt Research
II2 CH2 Review of New Protocol
II2 CH3 Review of Expedited Categories, New Protocol
II2 CH4 Review of Renewals and Amendments
II2 CH5 Review of Renewal, Expedited Category 8(a)
II2 CH6 Review of Renewal, Expedited Category 8(b)
II2 CH7 Review of Renewal, Expedited Category 8(c)

Policy II2F Adverse Events and Unanticipated Problems

Procedures
II2F PR1 Reporting Adverse Events to the IRB
II2F PR2 Reporting Unanticipated Problems Involving Risks to Subjects or Others to the IRB
II2F PR3 IRB Review and Reporting Requirements: Adverse Events and Unanticipated Problems Involving Risks to Subjects or Others
II2F PR4 Suspension and Termination of Human Research

Policy II2H Research Partnerships with External Investigators and Institutions

Procedure
II2H PR1 Authorization Agreements with Other IRBs

Policy II3B Data and Safety Monitoring

Procedure
II3B PR1 Sharing Study Findings with Participants
Guidance
II3B GD1 Data and Safety Monitoring Plan
II3B GD2 Depression and Suicidality in Human Research

Policy II3C Recruitment of Research Participants

Procedures
II3C PR1 Who May Contact Eligible Participants
II3C PR2 Recruitment Time Frames and Settings
II3C PR3 Advertisements, Notices and Scripts Used for Recruitment
Guidance
II3C GD1 Phone Screening for Recruitment into Human Research Projects
II3C GD2 Use of E-mail for Human Research Recruitment

Policy II3D Privacy in Human Subjects Research

Procedure
II3D PR1 Authorization for Research Uses and Disclosures of Protected Health Information
Guidance
II3D GD1 Release of Student Directory Information to External Researchers

Policy II3E Data Confidentiality and Human Subjects Research

Procedures
II3E PR1 Certificate of Confidentiality
II3E PR2 Data Repositories and Banks: Collection, Banking and Use of Data and Specimens
Guidance
II3E GD1 Protecting Participants' Research Data

Policy II3F Informed Consent

Procedure
II3F PR1 Informed Consent for Competent Adults to Participate in Research
Guidance
II3F GD1 Inclusion of Non-English Speaking Participants in Research
II3F GD2 Use of Short Form to Obtain Consent from Non-English Speaking Participants
II3F GD3 Deception in Human Subjects Research
II3F GD4 Information Sheet or Script: Items for Consideration
Reviewer Checklist
II3F CH1 Review of Consent and HIPAA Authorization Waivers

Policy II4A Participation of Students and Employees in Research

Procedure
II4A PR1 Students as Research Participants
Guidance
II4A GD1 Extra Credit for Students Participating in Research

Policy II4A-B Participation of Pregnant Women, Women of Childbearing Potential, Fetuses orNeonates in Research

Procedure
II4A-B PR1 Intended or Coincidental Inclusion of Pregnant Women in Research
Guidance
II4B-B GD1 Reproductive Risks and Contraception
Reviewer Checklist
II4A-B CH Review of Research Involving Pregnant Women, Human Fetuses and Neonates

Policy II4A-C Participation of Prisoners in Research

Procedure
II4A-C PR1 Measures to be Taken When a Current Research Participant Becomes a Prisoner
Guidance
II4A-C GD1 Additional Considerations for Prisoner Research
Reviewer Checklist
II4A-C CH Review of Research Involving Prisoners

Policy II4A-D Participation of Children in Research

Procedure
II4A-D PR1 Informed Consent in Research Involving Children
II4A-D PR2 Submission of Protocols for Research Involving Children
Guidance
II4A-D GD1 K-12 School-Based Research
Reviewer Checklist
II4A-D CH Review of Research Involving Children

Policy II4A-E Participation of Individuals with Impaired Consent Capacity

Procedure
II4A-E PR1 Assessing Capacity to Consent

Policy II4A-F Participation of Economically or Educationally Disadvantaged Persons in Research

Policy II4C Planned Emergency Research Which Necessitates a Waiver of Informed Consent

Policy II5 IRB Requirements for Record-keeping, and Biological Specimen Retention and Transfer

Procedure
II5 PR1 Preparation and Maintenance of IRB Minutes
Guidance
II5 GD1 Documentation of IRB Submission, Review and Approval
II5 GD2 Document Management: IRB Protocols
II5 GD3 Record-Keeping Requirements for Investigators

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Office of Human Research Protection
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